1989
1. International Equity Offers - Summary of Report, Report of the Technical Committee, September 1989
2. Capital Adequacy Standards for Securities Firms, Report of the Technical Committee, September 1989
1990
3. Compliance Information Collection and Data Reporting Compendium and Chart, Report of the Technical Committee, June 1990 4. Principles for the Oversight of Screen-Based Trading Systems, Report of the Technical Committee, June 1990
5. Regulation of Derivative Markets, Products and Financial Intermediaries - Collated Summary of Responses to Common Framework Analysis and Cross Regulatory Summary Chart, Report of the Technical Committee, June 1990
6. Screen-Based Trading Systems for Derivative Products, Report of the Technical Committee, June 1990
7. Clearing and Settlement, Report of the Technical Committee, July 2nd, 1990
8. International Conduct of Business Principles, Report of the Technical Committee, July 9, 1990
9. The Role of Securities Commissions, Report of the Development Committee (now called the Emerging Markets Committee), September 1990
10. International Equity Offers - Changes in Regulation Since June 1989, Report of the Technical Committee, October 1990
11. Market Automation and its Implications for Regulatory Activities, Report of the Development Committee (now called the Emerging Markets Committee), October 9, 1990
12. International Accounting and Auditing Standards, Report of the Technical Committee, November 1990
13. Stimulation of the Development of Emerging Securities Markets, Report of the Development Committee (now called the Emerging Markets Committee), November 1990
14. Capital Requirements for Multinational Securities Firms, Report of the Technical Committee, November 13, 1990
1991
15. Comparative Analysis of Disclosure Regimes, Report of the Technical Committee, September 1991
16. International Equity Offers - Changes in Regulation Since April 1990, Report of the Technical Committee, September 1991 17. Principles of Memoranda of Understanding, Report of the Technical Committee, September 1991
18. Report on the Resolution on Principles for the Oversight of Screen-Based Trading Systems for Derivative Products, Report of the Secretary General, September 1991
1992
19. Report on Stimulation Policies for Securities Market Development, Report of the Development Committee (now called the Emerging Markets Committee), 1992
20. International Equity Offers - Changes in Regulation Since April 1991, Report of the Technical Committee, September 1992
21. Clearing and Settlement in Emerging Markets - A Blueprint, Report of the Development Committee (now called the Emerging Markets Committee), October 1992
22. Coordination Between Cash and Derivative Markets - Contract Design of Derivative Products on Stock Indices and Measures to Minimize Market Disruption, Report of the Technical Committee, October 1992
23. Principles for the Supervision of Financial Conglomerates, Report of the Technical Committee, October 1992
24. Report on Disclosure Requirements, Report of the Development Committee (now called the Emerging Markets Committee), October 1992
25. Report on Incentives for Market Development, Report of the Development Committee (now called the Emerging Markets Committee), October 1992
26. Report on Money Laundering, Report of the Technical Committee, October 1992
27. Transparency on Secondary Markets: A Synthesis of the IOSCO Debate, Report of the Technical Committee, December 1992
1993
28. Clearance and Settlement in the Markets of the Members of the Technical Committee - Implementation of the Group of Thirty Recommendations, Report of the General Secretariat, May 1993
29. Mechanisms to Enhance Open and Timely Communication Between Market Authorities of Related Cash and Derivative Markets During Periods of Market Disruption, Report of the Technical Committee, October 1993
30. Protecting the Small Investor: Combating Transnational Retail Securities and Futures Fraud, Report of the Technical Committee, October 1993
31. Regulation of Derivative Markets, Products and Financial Intermediaries - Collated Summary of Responses to Common Framework of Analysis and Cross Regulatory Summary Chart, Report of the Technical Committee, October 1993
32. Report on Disclosure, Report of the Development Committee (now called the Emerging Markets Committee), October 25, 1993
33. Report on Internationalization, Report of the Development Committee (now called the Emerging Markets Committee), October 25, 1993
34. Report on Privatization, Report of the Development Committee (now called the Emerging Markets Committee), October 25, 1993
1994
35. Operational and Financial Risk Management Control Mechanisms for Over-the-Counter Derivatives Activities of Regulated Securities Firms, Report of the Technical Committee, July 1994
36. Clearance and Settlement in the Markets of the Members of the Technical Committee - Implementation of the Group of Thirty Recommendations, Report of the General Secretariat, September 1994
37. Report on Derivatives, Report of the Development Committee (now called the Emerging Markets Committee) Task Force, September 1994
38. International Equity Offers - Changes in Regulation Since April 1992, Report of the Technical Committee, October 1994
39. Report on Disclosure and Accounting, Report of the Technical Committee, October 1994
40. Report on Investment Management - Principles for the Regulation of Collective Investment Schemes and Explanatory Memorandum, Report of the Technical Committee, October 1994
41. Report on Issues Raised for Securities and Futures Regulators by Under-Regulated and Uncooperative Jurisdictions, Report of the Technical Committee, October 1994
42. Report on Issues in the Regulation of Cross-Border Proprietary Screen-Based Trading Systems, Report of the Technical Committee, October 17, 1994
1995
43. Framework for Supervisory Information About the Derivatives Activities of Banks and Securities Firms, Joint Report of the Technical Committee and of the Basle Committee on Banking Supervision, May 1995
44. Clearance and Settlement in the Markets of the Members of the Technical Committee - Implementation of the Group of Thirty Recommendations, Report of the General Secretariat, July 1995
45. Report on Investment Management, Report of the Technical Committee, July 1995
46. The Implications for Securities Regulators of the Increased Use of Value at Risk Models by Securities Firms, Report of the Technical Committee, July 1995
47. The Supervision of Financial Conglomerates, Report of the Tripartite Group of Bank, Securities and Insurance Regulators with a Preface by IOSCO, the Basle Committee and the IAIS, July 1995
48. Public Disclosure of the Trading and Derivatives Activities of Banks and Securities Firms, Joint Report by the Technical Committee and by the Basle Committee on Baking Supervision, November 1995
1996
49. Report on Cooperation Between Market Authorities and Default Procedures, Report of the Technical Committee, March 7, 1996
50. Report on Margin, Report of the Technical Committee, March 7, 1996
51. Response of the Basle Committee on Banking Supervision and of the International Organization of Securities Commissions to the Request of the G-7 Heads of Government at the June 1995 Halifax Summit, May 1996
52. Discussion Paper on International Cooperation in Relation to Cross-Border Activity of Collective Investment Schemes, Report of the Technical Committee, June 1996
53. Legal and Regulatory Framework for Exchange Traded Derivatives, Report of the Emerging Markets Committee, June 1996
54. Regulatory Cooperation in Emergencies - A Discussion Paper, Report of the Technical Committee, June 1996
55. Measures Available on a Cross-Border Basis to Protect Interests and Assets of Defrauded Investors, Report of the Technical Committee, July 1996
56. Report on the Implementation of IOSCO Resolutions, Report of the General Secretariat, July 29, 1996
57. Client Asset Protection, Report of the Technical Committee, August 1996
58. Collective Investment Schemes in Emerging Markets, Report of the Emerging Markets Committee, September 1996
59. Disclosure of Risk - A Discussion Paper, Report of the Technical Committee, September 1996
60. Guidance on Custody Arrangements for Collective Investment Schemes - A Discussion Paper, Report of the Technical Committee, September 1996
61. International Equity Offers - Changes in Regulation Since April 1994, Report of the Technical Committee, September 1996
62. Reporting of Material Events in Emerging Markets, Report of the Emerging Markets Committee, September 1996
63. Report on the Improvement of Cooperation and Coordination in the Surveillance of Securities and Futures Transactions, Report of the General Secretariat, September 1996
64. Survey of Disclosures About Trading and Derivatives Activities of Banks and Securities Firms, Joint Report by the Basle Committee on Banking Supervision and by the Technical Committee, November 1996
1997
65. Disclosure Framework for Securities Settlement Systems, Joint Report by the Committee on Payment and Settlement Systems and by the Technical Committee, February 1997
66. Comparative Paper on Capital Adequacy Standards, Report of the Emerging Markets Committee, May 1997
67. Short Selling and Securities Lending: Issues for Consideration, Discussion Paper by the Emerging Markets Committee, May 1997
68. Principles for the Supervision of Operators of Collective Investment Schemes, Report of the Technical Committee, September 1997
69. Report on Enforcement Issues Raised by the Increasing Use of Electronic Networks in the Securities and Futures Field, Report of the Technical Committee, September 1997
70. International Equity Offers - Changes in Regulation Since April 1996, Report of the Technical Committee, September 1997
71. Directory of Information - Authorisation of Collective Investment Schemes (CIS) and Related Services, Report of the Technical Committee, October 1997
72. Financial Risk Management in Emerging Markets - Final Report, Report of the Emerging Markets Committee, November 1997
73. Towards a Legal Framework for Clearing and Settlement in Emerging Markets, Report of the Emerging Markets Committee, November 1997
74. Comparative Report on the Requirement of Adjustment for Inflation of the Emerging Markets' Financial Statements, Report of the Emerging Markets Committee, November 1997 75. Report on the Self-Evaluation Conducted by IOSCO Members Pursuant to the 1994 IOSCO Resolution on "Commitment to Basic IOSCO Principles of High Regulatory Standards and Mutual Cooperation and Assistance", Report of IOSCO, November 1997
76. Guidance on Information Sharing. Report of the Technical Committee, November 1997
1998
77. Methodologies for Determining Minimum Capital Standards for Internationally Active Securities Firms Which Permit the Use of Models Under Prescribed Conditions, Report of the Technical Committee, May 1998
78. Risk Management and Control Guidance for Securities Firms and their Supervisors, Report of the Technical Committee, May 1998
79. International Disclosure Standards for Cross-Border Offerings and Initial Listings by Foreign Issuers. IOSCO Document, September 1998
80. Securities Activity on the Internet. Report of the Technical Committee, September 1998
81. Framework for Disclosure of Trading and Derivatives Activities of Banks and Securities Firms, Joint Report by the Basle Committee on Banking Supervision and by the Technical Committee of IOSCO, September 1998.
Consultation Documents
82. Supervision of Financial Conglomerates, February 1998 (Joint Forum on Financial Conglomerates)