Risk Library
   Documents by Author
     International Organization of Securities...
       Discussion Paper on International Co-ope...
         Appendix: Statistical Information on Cro...
           Summary of Statistical Information
           Question 1
           Question 2
           Question 3
           Question 4
           Tables










 

Appendix: Statistical Information on Cross-Border Activity of CIS

Summary of Statistical Information

Question 1 How many regulated foreign CIS are authorised or registered in your jurisdiction?
Australia
France
Germany
Hong Kong
Italy
Japan
Luxembourg
Mexico
Netherlands
Spain
Sweden
Switzerland
United Kingdom
USA
170 (est)
201548 69181 182125

4 (non UCITS)

121 (UCITS)

8100

30 (non UCITS)

70 (UCITS)

70123 810262 19

Question 2 How many registered CIS are advised or sub-advised or managed under delegation by foreign investment advisers?
Australia
France
Germany
Hong Kong
Italy
Japan
Luxembourg
Mexico
Netherlands
Spain
Sweden
Switzerland
United Kingdom
USA
n/a
36n/a n/an/a n/an/a 250 (est) 11n/a n/a90-100 (est) 109

Question 3 How many CIS sell units outside your jurisdiction?
Australia
France
Germany
Hong Kong
Italy
Japan
Luxembourg
Mexico
Netherlands
Spain
Sweden
Switzerland
United Kingdom
USA
n/a
92253 n/an/a n/a813

51 (non UCITS)

762 (UCITS)

8180 (est) 1033 n/a180 (est) n/a

Question 4 Are there any other statisties available in your jurisdiction which illustrate cross border activity? (Refer page 5).

n/a Not available

(est) Estimated

UCITS Undertakings for Collective Investments in Transferable Securities

Contact us * Risk Library * Documents by Author * International Organization of Securities Commissions (IOSCO) * Discussion Paper on International Co-operation in Relation to Cross-Border Activity of Collective Investment Schemes * Appendix: Statistical Information on Cross-Border Activity of CIS